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FINRA: Securities-Backed Lines of Credit

Publisher: FINRALast checked: 2026-08-18

FINRA describes securities-backed lines of credit, including collateral requirements, maintenance calls, forced sales, interest-rate changes, and restrictions on using proceeds to purchase securities.

Why it is useful: It provides a regulator’s explanation of a borrowing method often mentioned alongside “Buy, Borrow, Die” and highlights risks that promotional summaries frequently omit.

Keep in mind: The page addresses securities-backed borrowing, not mortgages or every private-bank loan. Product terms and protections differ, and borrowing can magnify losses.

Why it is useful

It provides a regulator’s explanation of a borrowing method often mentioned alongside “Buy, Borrow, Die” and highlights risks that promotional summaries frequently omit. It also gives readers a named government, regulator, or institutional source to compare with promotional claims before making a financial, tax, borrowing, or property decision.

Limitations

The page addresses securities-backed borrowing, not mortgages or every private-bank loan. Product terms and protections differ, and borrowing can magnify losses.

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www.finra.org

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